SEC Rule 10b-5

Results: 780



#Item
351Lawsuit / SEC Rule 10b-5 / United States federal probation and supervised release / Law / Federal Rules of Civil Procedure / Deposition

PDF Document

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-05-16 10:10:53
352SEC filings / Tort law / Civil procedure / Scienter / Form 10-K / SEC Rule 10b-5 / Cause of action / Overstock.com / Law / United States securities law / Private Securities Litigation Reform Act

S:NIONSFLORIDA CASE687.wpd

Add to Reading List

Source URL: www.flmd.uscourts.gov

Language: English - Date: 2013-06-14 17:29:12
353Finance / Investment / 76th United States Congress / Investment Advisers Act / Financial adviser / Financial regulation / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Securities Exchange Act / United States securities law / Financial economics / United States Securities and Exchange Commission

Division of Investment Management No-Action Letter: Stephanie Hibler

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-01-27 15:00:30
354Investment / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Financial markets / Securities Exchange Act / Securities Act / SEC Rule 10b-5 / Stock exchange / United States securities law / Financial economics / Financial system

UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-04-24 11:32:52
355SEC filings / 73rd United States Congress / United States Securities and Exchange Commission / Qwest / US West / Securities Exchange Act / Sarbanes–Oxley Act / SEC Rule 10b-5 / Securities and Exchange Commission Form 10-Q / United States securities law / CenturyLink / United States

IN THE UNITED STATES DISTRICT COURT

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-07-28 10:52:54
356Insider trading / Financial regulation / Financial system / Stock market / Sinovel / Securities Exchange Act / SEC Rule 10b-5 / Securities regulation in the United States / American Superconductor / United States securities law / Economics / Corruption

Case 1:13-cv[removed]Document 1 Filed[removed]Page 1 of 11 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS ________________________________________________ :

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-08-12 12:31:32
357CenturyLink / United States securities law / Qwest / SEC Rule 10b-5 / Haggerty / Securities Exchange Act / Communications in the United States / Western United States / United States

IN THE UNITED STATES DISTRICT COURT

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-06-21 13:16:55
358United States securities law / SEC filings / Qwest / Securities Exchange Act / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Communications in the United States / United States / CenturyLink

IN THE UNITED STATES DISTRICT COURT

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-06-21 13:17:46
359Financial regulation / New Deal / Securities Act / Government / SEC Rule 10b-5 / Securities regulation in the United States / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Administrative Proceeding: Carmine J. Bua

Add to Reading List

Source URL: www.otcmarkets.com

Language: English - Date: 2009-09-02 15:21:39
360Stock market / Financial economics / Financial regulation / Securities Exchange Act / Investment / SEC Rule 10b-5 / Security / Securities and Exchange Commission / Securities market / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-09-19 00:58:47
UPDATE